Cathina Ka Shing Lee
李嘉聖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cathina Ka Shing Lee (李嘉聖), a licensed former licensee with CE reference AFJ607. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-16 | 2011-11-18 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-17 | 2007-07-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-17 | 2007-07-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-17 | 2007-07-19 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-30 |