Cathina Ka Shing Lee
李嘉聖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cathina Ka Shing Lee (李嘉聖), a licensed former licensee with CE reference AFJ607. This person has 5.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-16 | 2011-11-18 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-17 | 2007-07-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-17 | 2007-07-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-06-17 | 2007-07-19 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cathina Ka Shing Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.