Sze Nam Ng
伍思南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Nam Ng (伍思南), a licensed former licensee with CE reference AFJ455. This person has 4.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-03 | 2013-06-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-08 | 2011-04-16 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-04-08 | 2011-04-16 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-21 | 2004-07-06 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-09 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-10-09 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-09 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-09 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-09 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-09 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Nam Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Gary Leung Ching Chu | IBTS Asia (HK) Limited | 2012–2013 |
| Chen-Ping Chao | IBTS Asia (HK) Limited | 2012–2013 |
| Shu-Chuan Chuang | IBTS Asia (HK) Limited | 2012–2013 |
| King Wah Lee | IBTS Asia (HK) Limited | 2012–2013 |
| Tin Po Lee | IBTS Asia (HK) Limited | 2012–2013 |
| Tai Yam Cheung | IBTS Asia (HK) Limited | 2012–2013 |
| Chi Wing Pak | IBTS Asia (HK) Limited | 2012–2013 |
| Raymond Chiu San Kong | IBTS Asia (HK) Limited | 2012–2013 |
| Hsiu-Ya Chan | IBTS Asia (HK) Limited | 2012–2013 |
| Pui Yee Lee | IBTS Asia (HK) Limited | 2012–2013 |
| Raymond Lung Yin | IBTS Asia (HK) Limited | 2012–2013 |
| Larry Kei Hong Chan | IBTS Asia (HK) Limited | 2012–2013 |
| Hon Bun Suen | Open Securities Limited | 2003–2004 |
| Wai Shan Yeung | Open Securities Limited | 2003–2004 |
| Albery Sing Yat Yuen | Open Securities Limited | 2004 |
| Yuen Wai Man | Open Securities Limited | 2003–2004 |
| Kwan Chung Tang | Open Securities Limited | 2003–2004 |
| Kap Tsoi | Open Securities Limited | 2003–2004 |
| Chi Man Tsui | Open Securities Limited | 2003–2004 |
| Cindy Shuk Kwan Lin | Open Securities Limited | 2003–2004 |