Eric Serge Solvet
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Serge Solvet ( ), a licensed former licensee with CE reference AFJ283. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-22 | 2007-06-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-29 | 2007-06-01 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2006-02-20 | 2007-03-19 |