Man Fai Wallace Yau
邱玟暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Fai Wallace Yau (邱玟暉), a licensed former licensee with CE reference AFI611. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-29 | 2019-10-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-09 | 2011-12-29 |
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-02 | 2010-11-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2006-05-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-06-10 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-06-10 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2004-06-10 |