Man Fai Wallace Yau
邱玟暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Fai Wallace Yau (邱玟暉), a licensed former licensee with CE reference AFI611. This person has 14.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-29 | 2019-10-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-09 | 2011-12-29 |
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-02 | 2010-11-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-05-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-10 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-10 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Fai Wallace Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.