Richard Chin-Shan Wu
吳青山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Chin-Shan Wu (吳青山), a licensed former licensee with CE reference AFH226. This person has 11.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Dynamics Asset Management (HK) Private Limited 資威資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2013-02-05 | 2020-06-15 |
| C.P. Financial Management Limited 中和資產管理有限公司 |
RO | Type 9 - Asset management | 2008-05-09 | 2011-01-14 |
| Gavekal Capital Limited | Rep | Type 9 - Asset management | 2006-07-04 | 2008-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Chin-Shan Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.