Leland Lim
林伯熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leland Lim (林伯熙), a licensed former licensee with CE reference AFH198. This person has 13.9 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guard Capital Management Limited | RO | Type 9 - Asset management | 2014-07-07 | 2017-08-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 - Dealing in securities | 2011-01-24 | 2014-01-24 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-01-24 | 2014-01-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-01-24 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2011-01-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-14 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Leland Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Allan Leon David Bedwick | Guard Capital Management Limited | 2014–2017 |
| Sean Gerrard Giefing | Guard Capital Management Limited | 2014–2017 |
| Matthew Scott Edwards | Guard Capital Management Limited | 2014–2017 |
| Harry Travis Carsch | Guard Capital Management Limited | 2016–2017 |
| Gregory Dyllan Young | Guard Capital Management Limited | 2016–2017 |
| Michael James Stenske | Guard Capital Management Limited | 2016–2017 |
| Shih-Yen Liu | Guard Capital Management Limited | 2015–2016 |