Meng Phong Lim
林明鳳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Meng Phong Lim (林明鳳), a licensed former licensee with CE reference AFH049. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2017-06-28 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | present | 2017-06-28 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 5 - Advising on futures contracts | present | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2005-03-24 |