Andrew James Riebe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew James Riebe ( ), a licensed former licensee with CE reference AFH017. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-26 | 2015-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-19 | 2015-12-10 |
| Sandell Asset Management Asia Limited |
RO | Type 4 — Advising on securities | 2007-11-13 | 2009-12-31 |
| Sandell Asset Management Asia Limited |
RO | Type 9 — Asset management | 2007-11-13 | 2009-12-31 |
| Sandell Asset Management Asia Limited |
Rep | Type 9 — Asset management | 2007-09-11 | 2007-11-13 |
| Sandell Asset Management Asia Limited |
Rep | Type 4 — Advising on securities | 2007-05-21 | 2007-11-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-29 | 2007-01-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-29 | 2007-01-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-29 | 2007-01-29 |