Stephen Chiming Ho
何子明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Chiming Ho (何子明), a licensed former licensee with CE reference AFH004. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-23 | 2013-06-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 — Advising on securities | 2011-03-23 | 2013-06-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-03-23 | 2013-06-15 |