Kokuei Yuan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kokuei Yuan, a licensed former licensee with CE reference AFG795. This person has 4.4 years of SFC licence history. Total licence records on file: 3.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-14 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-09-05 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-14 |