Kokuei Yuan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kokuei Yuan ( ), a licensed former licensee with CE reference AFG795. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-09-14 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2007-09-05 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2004-09-14 |