So Man Yu
余素文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Man Yu (余素文), a licensed former licensee with CE reference AFG723. This person has 16.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-17 | 2023-03-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-09-17 | 2023-03-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-05 | 2007-07-28 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-12-29 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-17 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-17 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as So Man Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.