Chi Yin So
蘇志賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yin So (蘇志賢), a licensed former licensee with CE reference AFE978. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-24 | 2019-06-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-08 | 2013-06-28 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-17 | 2011-02-25 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | present | 2009-02-27 |