Tom Min Son
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tom Min Son ( ), a licensed former licensee with CE reference AFE893. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-01-18 | 2005-07-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-01-18 | 2005-07-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-01-18 | 2005-07-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-01-18 | 2005-07-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-01-18 | 2005-07-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-01-18 | 2005-07-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | present | 2004-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | present | 2004-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | present | 2004-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | present | 2004-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | present | 2004-02-28 |