Kim Shing Lai
黎劍聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Shing Lai (黎劍聲), a licensed former licensee with CE reference AFE417. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-25 | 2011-11-25 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-11-25 | 2011-11-25 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-11-25 | 2004-03-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-11-25 | 2004-02-19 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-25 | 2003-11-06 |