Yumi Farquhar

CE No. AFE410 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yumi Farquhar, a licensed former licensee with CE reference AFE410. This person has 8.6 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Northern Trust Company of Hong Kong Limited, The RO Type 1 - Dealing in securities Pre-2003 2011-10-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yumi Farquhar during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lawrence Kin Wah Au Northern Trust Company of Hong Kong Limited, The 2003–2010
Sunil Prem Daswani Northern Trust Company of Hong Kong Limited, The 2005–2011
Thomas Robert Benzmiller Northern Trust Company of Hong Kong Limited, The 2005–2011
Katherine Kar Pui Lee Northern Trust Company of Hong Kong Limited, The 2005–2011
Bertelino Pereira Rebelo Northern Trust Company of Hong Kong Limited, The 2005–2011
Andrew Robert Clayton Northern Trust Company of Hong Kong Limited, The 2006–2011
Kwok Ming Leung Northern Trust Company of Hong Kong Limited, The 2003–2008
Tsui Ying Leung Northern Trust Company of Hong Kong Limited, The 2006–2011
Zubair Nizami Northern Trust Company of Hong Kong Limited, The 2006–2011
Justin Daniel Miller Northern Trust Company of Hong Kong Limited, The 2007–2011
Wai Ying Jintz Tsui Northern Trust Company of Hong Kong Limited, The 2003–2007
Robert Paul Morgan Northern Trust Company of Hong Kong Limited, The 2007–2011
Ada Siu Yung Ho Northern Trust Company of Hong Kong Limited, The 2005–2009
Pamela Pui Pui Chai Northern Trust Company of Hong Kong Limited, The 2003–2007
Lori Rae Runquist Northern Trust Company of Hong Kong Limited, The 2006–2010
Mei Mei Kwan Northern Trust Company of Hong Kong Limited, The 2007–2011
Jacqueline Wai Man Mak Northern Trust Company of Hong Kong Limited, The 2008–2011
Margaret Hiu Fung Chan Northern Trust Company of Hong Kong Limited, The 2007–2011
Alexis Chi Wing Chark Northern Trust Company of Hong Kong Limited, The 2003–2006
Samuel Cheuk Hang Lau Northern Trust Company of Hong Kong Limited, The 2003–2006
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