Tak Chee Sze
施德芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Chee Sze (施德芝), a licensed former licensee with CE reference AFD871. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2008-02-18 | 2010-08-01 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-02-18 | 2010-08-01 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2005-06-30 | 2007-08-17 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-23 | 2005-06-30 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-16 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-18 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-18 |