Poon Wing Tang
鄧本榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Poon Wing Tang (鄧本榮), a licensed former licensee with CE reference AFD836. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-31 | 2005-12-09 |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-03-31 | 2005-12-09 |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-03-31 | 2005-10-01 |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
RO | Type 9 — Asset management | 2005-03-31 | 2005-10-01 |