Kwan Ting Martin Mok
莫昆庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ting Martin Mok (莫昆庭), a licensed Responsible Officer with CE reference AFD440. Currently licensed at 1 firm(s): Wealth Harbour Investment & Management Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2026-02-27 | present |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-05 | present |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
RO | Type 9 — Asset management | 2024-04-05 | present |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-12 | 2024-04-05 |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-12 | 2024-04-05 |
| CVC Asia Pacific Limited |
Rep | Type 6 — Advising on corporate finance | 2021-04-01 | 2022-03-31 |
| CVC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2021-03-26 | 2022-03-31 |
| CVC Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2021-03-26 | 2022-03-31 |
| EQT Partners Asia Limited | RO | Type 1 — Dealing in securities | 2012-10-25 | 2020-12-31 |
| EQT Partners Asia Limited | RO | Type 4 — Advising on securities | 2009-11-23 | 2020-12-31 |
| EQT Partners Asia Limited | Rep | Type 4 — Advising on securities | 2004-02-12 | 2009-11-23 |