Polly Yuk King Lee
李玉瓊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Polly Yuk King Lee (李玉瓊), a licensed former licensee with CE reference AFC750. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-11 | 2010-03-04 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-06-21 | 2007-09-24 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2003-04-14 | 2005-11-30 |