Samuel Tat Hung Sham
沈達雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Tat Hung Sham (沈達雄), a licensed former licensee with CE reference AFA430. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-24 | 2013-08-20 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-15 | 2013-08-20 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-03 | 2008-10-31 |