Timothy Wakefield Ross
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Wakefield Ross ( ), a licensed former licensee with CE reference AEX691. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-27 | 2016-02-20 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-03 | 2012-02-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2005-05-03 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2005-03-24 |