Chun Ho (SFC:AEX417) Lam

林俊豪
CE No. AEX417 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Ho (SFC:AEX417) Lam (林俊豪), a licensed former licensee with CE reference AEX417. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
OnePlatform Asset Management Limited
環一資產管理有限公司
Rep Type 1 - Dealing in securities 2021-12-22 2023-04-14
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 - Dealing in securities present 2016-02-15
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 1 - Dealing in securities present 2016-02-15
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts present 2016-02-15
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 4 - Advising on securities present 2004-06-24
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 4 - Advising on securities present 2004-06-24
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
Rep Type 5 - Advising on futures contracts present 2004-06-24
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 6 - Advising on corporate finance present 2004-06-24
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 6 - Advising on corporate finance present 2004-06-24
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 7 - Providing automated trading services present 2004-06-24
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 7 - Providing automated trading services present 2004-06-24
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 9 - Asset management present 2004-06-24
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
Rep Type 9 - Asset management present 2004-06-24
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 9 - Asset management present 2004-06-24

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