Jayanti Shankar Bajpai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jayanti Shankar Bajpai ( ), a licensed former licensee with CE reference AEV502. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-12-15 | 2014-03-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-12-15 | 2014-03-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-12-15 | 2014-03-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-12-15 | 2014-03-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-12-15 | 2014-03-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-12-15 | 2014-03-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-04-06 | 2009-11-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-04-06 | 2009-11-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-04-06 | 2009-11-07 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-04-06 | 2009-11-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-04-06 | 2009-11-07 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-04-06 | 2009-11-07 |