Soofian Jalil Zuberi

CE No. AEV216 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soofian Jalil Zuberi (), a licensed former licensee with CE reference AEV216. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2012-08-16 2016-08-17
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2010-08-26 2016-08-17
Merrill Lynch (Asia Pacific) Limited RO Type 1 - Dealing in securities 2009-07-03 2012-08-16
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2009-03-13 2010-08-26
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2005-05-19 2016-08-17
Merrill Lynch Far East Limited Rep Type 4 - Advising on securities 2005-05-19 2016-08-17
Merrill Lynch Far East Limited Rep Type 6 - Advising on corporate finance 2005-05-19 2016-08-17
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities present 2009-07-03
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities present 2016-08-17
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance present 2016-08-17
Merrill Lynch (Asia Pacific) Limited Rep Type 7 - Providing automated trading services present 2005-03-23
Merrill Lynch (Asia Pacific) Limited Rep Type 9 - Asset management present 2005-01-25

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