Richard Peter Alexander Boseley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Peter Alexander Boseley, a licensed former licensee with CE reference AEU151. This person has 11.2 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2013-06-05 | 2019-02-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2013-06-05 | 2018-12-19 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2013-06-05 | 2019-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2013-06-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-04-06 | 2013-06-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-04-06 | 2013-06-05 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-04-06 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-07-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-07-24 |