Fiona Lai Chu Lam
林麗珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fiona Lai Chu Lam (林麗珠), a licensed former licensee with CE reference AET867. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-24 | 2007-01-12 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-24 | 2007-01-12 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2004-05-27 | 2006-07-28 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-05-27 | 2006-07-28 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-10-20 | 2004-02-11 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-04-12 |