Siu Kei Sum
岑兆基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kei Sum (岑兆基), a licensed former licensee with CE reference AET862. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-09 | 2015-09-21 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-09 | 2015-09-21 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-21 | 2005-02-15 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-07-21 | 2005-02-15 |