Ka Ki (SFC:AES281) Liu
廖家基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ki (SFC:AES281) Liu (廖家基), CE reference AES281. Currently licensed at 1 firm(s): JPMorgan Funds (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-15 |