Lap Hang Yung
容立恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Hang Yung (容立恆), a licensed former licensee with CE reference AER415. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-30 | 2020-11-13 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-07-03 | 2020-11-13 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 9 — Asset management | 2019-07-03 | 2020-11-13 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-16 | 2019-07-03 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-09-16 | 2019-07-03 |
| Tokio Marine Investment Services, Limited 東京海上投資管理有限公司 |
RO | Type 4 — Advising on securities | 2008-06-13 | 2013-12-01 |
| Tokio Marine Investment Services, Limited 東京海上投資管理有限公司 |
RO | Type 9 — Asset management | 2008-06-13 | 2013-12-01 |
| Tokio Marine Investment Services, Limited 東京海上投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-24 | 2008-06-13 |
| Tokio Marine Investment Services, Limited 東京海上投資管理有限公司 |
Rep | Type 9 — Asset management | 2007-04-24 | 2008-06-13 |