Daniel Mark Fineman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Mark Fineman ( ), a licensed former licensee with CE reference AEP441. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-03-08 | 2024-03-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-15 | 2015-02-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-30 | 2010-02-28 |