Dominic Justin de Burgh Mound
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Justin de Burgh Mound ( ), a licensed former licensee with CE reference AEP388. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-07-12 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-07-12 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-07-12 |