Alex Kam Lik Ng
吳金瀝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Kam Lik Ng (吳金瀝), a licensed former licensee with CE reference AEP361. This person has 1.0 year of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-17 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-17 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-17 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Kam Lik Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.