Rui (SFC:AEO900) Hu
胡銳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui (SFC:AEO900) Hu (胡銳), a licensed former licensee with CE reference AEO900. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-07-01 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-02 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-02 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-02 |