Chi Kin (SFC:AEN528) Lau
劉志堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kin (SFC:AEN528) Lau (劉志堅), a licensed former licensee with CE reference AEN528. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | present | 2005-04-08 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2003-06-25 |