Chi Ming So
蘇智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming So (蘇智明), a licensed former licensee with CE reference AEN527. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-09-10 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-09-10 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-24 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-01-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-04 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-24 |