Chi Ming So
蘇智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming So (蘇智明), a licensed former licensee with CE reference AEN527. This person has 5.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-09-10 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-09-10 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-24 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-04 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ming So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.