Kwan Lok (SFC:AEN517) Wong
黃君諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Lok (SFC:AEN517) Wong (黃君諾), a licensed former licensee with CE reference AEN517. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-13 | 2023-03-18 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-31 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-16 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-16 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-16 |