Shuk Wa Ma
馬淑華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Wa Ma (馬淑華), a licensed former licensee with CE reference AEN395. This person has 17.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-14 | 2020-08-04 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-08-05 | 2011-01-27 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-04 | 2004-04-29 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-08-04 | 2004-04-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2020-08-04 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuk Wa Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.