Sau Ying Yuen
袁秀英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ying Yuen (袁秀英), a licensed former licensee with CE reference AEM838. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-03-22 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-02-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-02-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 9 - Asset management | present | 2004-02-13 |