Steven Sai-Cheung Lau
劉世璋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Sai-Cheung Lau (劉世璋), a licensed former licensee with CE reference AEM789. This person has 3.4 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-12 | 2006-08-23 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-30 | 2005-09-02 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-06-30 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-30 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-30 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Sai-Cheung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.