Serena Shuk Ling Ko
高淑玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Serena Shuk Ling Ko (高淑玲), a licensed former licensee with CE reference AEM716. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-10-19 | 2007-06-10 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-03-01 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-03-01 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-01 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-03-01 |