David Sek Chi Kwok
郭錫志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Sek Chi Kwok (郭錫志), a licensed former licensee with CE reference AEL958. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanghai Commercial Bank Trustee Limited 上海商業銀行信託有限公司 |
RO | Type 4 - Advising on securities | 2004-10-28 | 2012-11-28 |
| Shanghai Commercial Bank Trustee Limited 上海商業銀行信託有限公司 |
RO | Type 9 - Asset management | 2004-10-28 | 2012-11-28 |
| Shanghai Commercial Bank Trustee Limited 上海商業銀行信託有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-10-28 |
| Shanghai Commercial Bank Trustee Limited 上海商業銀行信託有限公司 |
Rep | Type 9 - Asset management | present | 2004-10-28 |