Tarley Loo
盧大利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tarley Loo (盧大利), a licensed former licensee with CE reference AEK758. This person has 5.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-01-01 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-01-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-10 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-10 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-10 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-10 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-10 |