Richard James Eary
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard James Eary ( ), a licensed former licensee with CE reference AEK574. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-22 | 2018-11-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-11-20 | 2017-11-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2009-06-03 | 2016-04-11 |