Choon Peng Tham

CE No. AEK397 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Choon Peng Tham (), a licensed former licensee with CE reference AEK397. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-11-11 2008-12-10
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 - Providing automated trading services 2008-11-11 2008-12-10
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2006-05-16 2008-12-10
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 1 - Dealing in securities 2006-05-16 2008-12-10
Credit Suisse Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2006-05-16 2008-12-10
Credit Suisse Futures (Hong Kong) Limited Rep Type 7 - Providing automated trading services 2006-05-16 2008-12-10

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