Hin Pong Joe Law
羅顯邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Pong Joe Law (羅顯邦), a licensed former licensee with CE reference AEK317. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Asset Management Limited 港匯資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-09 | 2023-08-09 |
| Nexus Asset Management Limited 港匯資本有限公司 |
Rep | Type 9 — Asset management | 2023-01-09 | 2023-08-09 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-19 | 2011-12-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-23 | 2011-03-21 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-10 | 2011-03-21 |