Hiroyo Shimomura
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiroyo Shimomura ( ), a licensed former licensee with CE reference AEK091. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-25 | 2012-09-12 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-25 | 2012-09-12 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-14 | 2006-04-14 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2003-10-14 | 2006-04-14 |