Gerald Keith O'Boyle

CE No. AEI662 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerald Keith O'Boyle (), a licensed former licensee with CE reference AEI662. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 1 - Dealing in securities 2015-01-07 2022-06-30
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 2 - Dealing in futures contracts 2015-01-07 2015-08-31
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 1 - Dealing in securities 2013-10-21 2014-12-03
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 4 - Advising on securities 2013-10-21 2014-12-03
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2005-12-07 2012-09-25
Nomura Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2005-12-07 2007-08-04
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2003-10-06 2012-09-25
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 - Dealing in securities present 2003-10-03
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 4 - Advising on securities present 2003-08-11
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 6 - Advising on corporate finance present 2003-08-11
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 7 - Providing automated trading services present 2003-10-03
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 9 - Asset management present 2003-08-11

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