Gerald Keith O'Boyle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerald Keith O'Boyle ( ), a licensed former licensee with CE reference AEI662. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-07 | 2022-06-30 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-01-07 | 2015-08-31 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-21 | 2014-12-03 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-21 | 2014-12-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-12-07 | 2012-09-25 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-12-07 | 2007-08-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-06 | 2012-09-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-10-03 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-08-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-08-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-10-03 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 - Asset management | present | 2003-08-11 |