Adam Alexander Guy Moss
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Alexander Guy Moss, a licensed former licensee with CE reference AEI504. This person has 15.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BestEx Asia Limited | Rep | Type 1 - Dealing in securities | 2019-05-20 | 2022-01-31 |
| Mirabaud (Asia) Limited | Rep | Type 1 - Dealing in securities | 2016-09-29 | 2016-11-11 |
| Mirabaud (Asia) Limited | Rep | Type 4 - Advising on securities | 2016-09-29 | 2016-11-11 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-03 | 2016-01-16 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-02 | 2012-06-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-09-20 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Adam Alexander Guy Moss during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.