Kent Wai Man Mok
莫偉民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kent Wai Man Mok (莫偉民), a licensed former licensee with CE reference AEI045. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-10 | 2018-02-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-10 | 2018-02-09 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-21 | 2010-12-31 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-02-06 | 2010-12-31 |