Ka Ki (SFC:AEH405) Lee
李家驥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ki (SFC:AEH405) Lee (李家驥), a licensed former licensee with CE reference AEH405. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-11 | 2018-01-08 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-30 | 2012-05-31 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-03-06 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-03 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-03 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-03 |